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Compliance Assurance Manager

  • Location: Hong Kong
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted about 1 month ago

Multiple openings of Compliance Assurance Managers (2.5LOD) roles for banks and financial services companies.

Responsibilities

  • Assist in formulating and execution of annual compliance review plan.
  • Review and implement related compliance policies and procedures.
  • Conduct periodic reviews to ensure the business operation is in compliance with regulatory requirements.
  • Evaluate control effectiveness and identify control deficiencies. Recommend and follow-up mitigation actions.

Requirements

  • Degree holder with at least 5 years of experience in Banking or Big 4 Compliance Assurance or Advisory.
  • Sound knowledge of HKMA regulations.
  • Excellent verbal and written English and Chinese.
  • Good interpersonal skills and team player.

For more information, please feel free to contact Calvin Chan at +852 3427 8776 or send your CV to cchan@argyllscott.com.hk

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