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HK Equities Lead - Rolling Contract - 160K HKD p/m

  • Location: Hong Kong
  • Salary: Negotiable per month
  • Job Type:Contract

Posted 25 days ago

  • Sector: Accounting & Finance
  • Contact: Kate Kulmee
  • Duration: 6 months
  • Expiry Date: 21 April 2021
  • Job Ref: JN -032021-457844


  • Advise on various regulatory aspects of the HK Equities businesses
  • Provide coverage and oversight for HK Equities - across Prime, cash equities and equity derivatives
  • Facilitate the risk management of compliance and regulatory risks related to HK Equities
  • Extend RC advisory risk stewardship and oversight of the Global Markets Equities business
  • Deliver timely escalation to the Equities senior management team where appropriate


  • Good knowledge of Hong Kong, Asian regulations related to equities and Global Markets
  • Strong team leader and mentor having appropriate interpersonal skills
  • Strong analytical and problem-solving skills
  • Working experience in a Compliance Advisory role in a Global Markets segment is preferred
  • Fluent in English. Fluency in Cantonese and/or Mandarin is preferred

Argyll Scott Asia is acting as an Employment Business in relation to this vacancy.