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Senior Manager - Central Compliance

  • Location: Hong Kong, Central and Western District
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 25 days ago

My client, a fast-expanding bank in Hong Kong is looking for a Senior Manager, Central Compliance to join the team.

Responsibilities

  • Handle licensing related matters, regulatory filing and reporting of the bank
  • Monitor Personal Account Dealing and keep track on CPT/CPD records.
  • Assist in providing compliance training and promote compliance awareness internally
  • Assist in liaising with regulators on compliance matters and regulatory enquiries/examination
  • Provide compliance advice on incidents/complaint cases

Requirements

  • Degree holder with at least 5 years of experience in compliance/risk management role of a banking or financial institution
  • Have experience in interacting with regulatory bodies (e.g. HKMA, SFC)
  • Excellent written and verbal communication skills in English, Cantonese and Mandarin

For more information, please feel free to contact Calvin Chan at +852 3695 5186 or send your CV to cchan@argyllscott.com.hk

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