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VP, FICC Compliance

  • Location: Hong Kong
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 7 days ago

  • Sector: Legal & Compliance
  • Contact: Calvin Chan
  • Expiry Date: 22 December 2022
  • Job Ref: JN -112022-475511

My client, one of the major investment banks in Hong Kong is looking for a VP, FICC Compliance for its FICC sales and trading business activities conducted from hong Kong.

Responsibilities
  • Provide regulatory advice to the sales and trading business units with primary responsibility for the FICC (Fixed Income, Currencies and Commodities) Department
  • Maintain and update all relevant compliance manuals, policies and procedures to ensure that they properly reflect applicable legal and regulatory requirements, best practices and Firm standards
  • Provide compliance training to business units and infrastructure support functions
  • Help manage contacts and relationships with regulators, ensuring that communications with regulators are open and constructive
Requirements
  • Degree holder with at least 6 years of relevant experience in financial institutions and/or regulatory authorities
  • Strong financial services compliance or regulatory legal background
  • Excellent knowledge of FICC products and related regulations.
  • Prior experience in providing in-house compliance or regulatory legal coverage for securities sales and trading business is an advantage
  • Excellent verbal and written communication skills in English and Chinese

Please feel free to contact Calvin Chan at cchan@argyllscott.com.hk for more information or apply for the job.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.