Associate Director | Regulatory Compliance

Job Title: Associate Director | Regulatory Compliance
Contract Type: Permanent
Location: Singapore, Singapore
Salary: S$140000 - S$180000 per annum
Reference: JN -042018-172700
Contact Name: Janice Chee
Contact Email:
Job Published: February 22, 2019 08:32

Job Description

Major Responsibilities

  • Advise the internal business compliance teams and business units on regulatory changes/updates from MAS, ABS, SGX and other regulatory bodies
  • To anticipate potential risk change on regulatory compliance matters and highlight the impacts to the relevant business units
  • Identify measures to mitigate regulatory risk and breaches
  • Compliance review on existing frameworks and ensure continuous updates on compliance policies in accordance to MAS regulations
  • Liaise with senior stakeholders in the business as well as other relevant functions to ensure efficiency in compliance measures and controls
  • Assist in implementation of new changes in policies
  • Participate in project management/implementation discussion and provide effective regulatory advice

Required Skills

  • Strong Knowledge in corporate investment banking regulatory and market conditions; high familiarity and ability to interpret MAS regulations especially Banking Act, SFA and FAA
  • Able to advise and provide inputs on projects; ensure banking secrecy, outsourcing and technology requirements are considered consistently
  • Comfortable liaising with senior stakeholders and hold conversations/discussion on complex issues
  • Interested in building a strong career in regulatory compliance area
  • Proficient in assessing situations and identify potential regulatory risks
  • Experience dealing with regulators is an added advantage

Next Step

Interested candidates please send in your updated resume to

All shortlisted candidates will be notified

*For confidential discussion on active opportunities in the Market within compliance function - please reach out directly to Janice at 6597 5174

EA Registration Number: R1871479
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105