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Compliance Assistant

Job Title: Compliance Assistant
Contract Type: Permanent
Location: Central and Western District, Hong Kong
Industry: Financial Services
Salary: Negotiable
Reference: JN -112018-175890
Contact Name: Joanne Lo
Contact Email: jlo@argyllscott.com.hk
Job Published: November 07, 2018 11:48

Job description

Responsibilities:

  • Undertake compliance work and provide office administration support to the Legal & Compliance Department, Asia.
  • Update the database for professional education of our licensed staff in the region.
  • Process documents for submission to the SFC and other regulators, including proper filing of license documents of our licensed staff in the region.
  • Assist to compile reports and undertake monitoring work, particularly in assist to compile compliance reports with the data.
  • Update and maintain records with proper filing of all documents.
  • Provide general support to the L&C team.

Requirement:

  • Ability to work under pressure.
  • Ability to maintain high level of confidentiality in respect of information/documents/projects.
  • Excellent interpersonal skills. Able to communicate clearly and effectively at all levels within the entire organization and externally.
  • Ability to work under pressure and meet tight deadlines.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.