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Compliance Consulting | Regulatory Engagement Lead

Job Title: Compliance Consulting | Regulatory Engagement Lead
Contract Type: Permanent
Location: Singapore, Singapore
Industry: Banking
Salary: VB
Reference: JN -102018-175748
Contact Name: Janice Chee
Contact Email: jchee@argyllscott.sg
Job Published: October 30, 2018 12:04

Job description

Regulatory Advisory

  • Research and interpret regulatory obligations which financial institutions need to comply with. These include all MAS regulations covered by the Banking Act, the Securities and Futures Act, Financial Advisers Act, MAS Notices, Guidelines and Information Papers
  • Review gaps on inadequate controls and provide recommendations to enhance policies on based on industry best practices and new regulatory requirements
  • Provide regulatory compliance advice to client queries on retainer
  • Perform comprehensive reviews of policies and procedure manuals as well as to formulate them
  • Develop training materials and deliver trainings to employees of all levels, including Senior Management

AML/CFT

  • Perform compliance audit on AML/CFT issues for various financial institutions including banks, insurance, funds and asset management companies
  • Participate in thematic reviews which involves the review of the current

procedures and practices adopted to identify any gaps in the AML/CFT procedures

  • Enterprise-Wide Risk Assessment and quality control assessment
  • Review existing AML/CFT policies and to identify deficiencies and opportunities to improve AML screening and customer surveillance
  • Carry out risk-based review of all AML/CFT related policies, procedures, governance

and participate in the design and testing of the bank's AML/CFT Risk Assessment Tool

Remediation/KYC projects

  • Lead project teams to complete remediation actions needed to be done by financial institutions to address regulator's findings

Please email your resume and interest to jchee@argyllscott.sg/call 6597 5174 to discuss further

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.