Regulatory compliance, Financial Markets

Job Title: Regulatory compliance, Financial Markets
Contract Type: Permanent
Location: Singapore, Singapore
Salary: Negotiable
Reference: JN -022018-128539
Contact Name: Eliza Ng
Contact Email:
Job Published: April 30, 2018 10:01

Job Description

Role: Regulatory Compliance, Financial Markets

Client: Bank

Location: Singapore

Key responsibilities:

  • Identify regulatory compliance risk and perform risk assessments (including conduct risk)
  • Keep abreast of regulatory changes and its impact on the business
  • Perform gap analysis and provide compliance advisory to the business (include sales and trading stakeholders)
  • Provide training to create compliance awareness
  • Interact with regulators and industry bodies in Singapore


  • Relevant regulatory compliance experience either with a bank or regulator
  • Product knowledge across corporate institutional banking offerings (particularly across asset classes)
  • Strong knowledge of local regulations
  • Legal qualification would be a plus
  • Experience in liaising with local regulators would be advantageous
  • Strong stakeholder management and communication skills

If you are interested to find out more about the role, please email Eliza Ng at for a confidential discussion.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.

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